K Wealth Advisors LLC, (“KWA”) is a registered investment adviser offering advisory services in the Commonwealth of Pennsylvania and in other jurisdictions where exempted. Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state by KWA in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption.
All written content on this site is for information purposes only and without warranties of any kind either express or implied. Opinions expressed herein are solely those of KWA, unless otherwise specifically cited. Material presented is believed to be from reliable sources and no representations are made by our firm as to another parties’ informational accuracy or completeness. None of the information provided on this website is intended as investment, tax, accounting or legal advice, as an offer or solicitation of an offer to buy or sell, or as an endorsement of any company, security, fund, or other securities or non-securities offering. No information or data on this website should be interpreted to state or imply that past performance are indicative of future results. The information should not be relied upon for purposes of transacting securities or other investments. Your use of the information is at your sole risk. All information or ideas provided should be discussed in detail with an advisor, accountant or legal counsel prior to implementation.
When you access certain hyperlinks on this website, you may leave this website and view content that is not provided by KWA. KWA does not make any representations or warranties as to the accuracy, completeness or relevance of any information prepared by any unaffiliated third-party provider, whether linked to KWA’s web site or incorporated herein. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
FORM ADV PART 2 DISCLOSURE
To view the most recent Form ADV Part 2 Disclosure for K Wealth Advisors, LLC, Click Here.
CFP TRADEMARK DISCLAIMER
Certified Financial Planner Board of Standards Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design), and CFP® (with flame design) in the U.S., which it authorizes use of by individuals who successfully complete CFP Board's initial and ongoing certification requirements.
K Wealth Advisors LLC recognizes that our relationships with current and prospective clients are based on integrity and trust. We work hard to maintain your privacy and to preserve the private nature of our relationship with you.
We place the highest value on the information you share with us. K Wealth Advisors LLC will not disclose your
personal information to anyone unless it is required by law or at your direction. We will not sell your personal
information. K Wealth Advisors LLC will provide this privacy statement to all clients annually.
We want our clients to understand what information we collect, how we use it, and how we protect your personal
Why We Collect Your Information
We gather information about you so that we can:
Help design and implement the investment and planning related services we provide you; and
Comply with the Federal and State laws and regulations that govern us.
What Information We Collect and Maintain
We may collect the following types of “nonpublic personal information” about you:
Information from our initial meeting or subsequent consultations about your identity, such as your name, address, social security number, date of birth, and financial information.
Information that we generate to service your financial needs.
Information that we may receive from third parties with respect to your financial profile.
What Information We Disclose
We are permitted by law to disclose nonpublic information about you to unaffiliated third parties in certain
circumstances. For example, in order for us to provide planning or investment management services to you, we
may disclose your personal information in limited circumstances to various service providers, such as our clearing
firm or independent contractors hired by K Wealth Advisors LLC.
Otherwise, K Wealth Advisors LLC will not disclose any personal information about you or your account(s) unless
one of the following conditions is met:
We receive your prior written consent; or
We have documentation that the recipient is your authorized representative; or
We are required by law to disclose information to the recipient
Arrangements with companies or independent contractors not affiliated with K Wealth Advisors LLC will be subject to confidentiality agreements.
How We Protect Your Personal Information
Privacy has always been important to K Wealth Advisors LLC. We restrict and limit access to client information only to those who need to carry out their business functions. We educate employees about safeguarding client